SEC Enforcement Trends: Accounting And Financial Disclosures – Finance and Banking

Deedra Mcgillivray 2 years ago

United States: SEC Enforcement Trends: Accounting And Financial Disclosures 18 September 2020 Cadwalader, Wickersham & Taft LLP To print this article, all you need is to be registered or login on Mondaq.com. In this episode of the LawWise podcast, Cadwalader partner Kyle […]


United States:

SEC Enforcement Trends: Accounting And Financial Disclosures

18 September 2020


Cadwalader, Wickersham & Taft LLP


To print this article, all you need is to be registered or login on Mondaq.com.

In this episode of the LawWise podcast, Cadwalader
partner Kyle DeYoung is joined by Michael Maloney,
President of Credibility International and the former
Chief Accountant of the Division of Enforcement for the U.S.
Securities and Exchange Commission, to discuss what’s happening
on the SEC enforcement front as it relates to accounting and
financial disclosures.

Key discussion points include:

  • The impact of COVID-19 on financial disclosures


  • Heightened scrutiny into material nonpublic information


  • Enforcement investigation risks


  • Trends and expectations for the future

Subscribe to Cadwalader’s LawWise Podcast on Apple Podcasts, Spotify or Google for insights on a wide range of
topics, including financial regulation, litigation, consumer
protection, securitization and more.

The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.

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